For over 39 years, I have assisted clients address their financial concerns and develop sound strategies by focusing on each individual's specific needs. With extensive experience throughout major shifts in the markets, I have dedicated my career to providing personalized investment planning services to my clients.

I received my Bachelor of Science degree in economics from the Wharton School at the University of Pennsylvania in 1980.  After spending five years in the insurance industry, I began my career as a Financial Advisor with Dean Witter in 1985, where I developed my fundamental investment knowledge. I joined First Albany Corporation, a predecessor firm of Wells Fargo Advisors, in 1989.

I have been honored of being named as one of the Forbes Best-In-State Wealth Advisors* in 2019, 2020, 2021, 2022, 2023 and 2024.  I believe this recognition reflects my commitment to one mission – helping my clients succeed.

It is my goal to develop a relationship with you in which I play a key role in your financial life. Throughout life changes as well as market fluctuations, I coordinate the investment planning process for you. The first steps include identifying your risk tolerance and goals, prioritizing them, and developing a plan to help you pursue your vision for the future. I will continue to meet to review your plan and track your progress toward your financial goals.  I am dedicated to putting your needs first – not only looking at your investment portfolio with a renewed perspective, but also keeping your investments in sync with the rest of your life. My comprehensive approach touches on often neglected areas such as cash management, wealth transfer issues, asset management and the prudent use of strategies that have the potential to help prevent outliving your retirement income. In addition, I am frequently asked to coordinate recommendations with other professionals, such as attorneys and accountants, to help make sure they are working together as a cohesive team.

My free time is spent with my wife, Laura, and our two daughters and their families. I enjoy woodturning, gardening, and reading.  I am involved in several non–profit groups in the Long Island area including volunteering with Hospitality Too, a soup kitchen which provides meals for those in need.

*Awarded April 2024; Data compiled by SHOOK Research LLC based on the time period from 6/30/22 - 6/30/23 (Source: Forbes.com). 2023 Forbes Best-In-State Wealth Advisors: Awarded April 2023; Data compiled by SHOOK Research LLC based on the time period from 6/30/21 - 6/30/22. 2022 Forbes Best-In-State Wealth Advisors: Awarded April 2022; Data compiled by SHOOK Research LLC based on the time period from 6/30/20 - 6/30/21. 2021 Forbes Best-In-State Wealth Advisors: Awarded February 2021; Data compiled by SHOOK Research LLC based on the time period from 6/30/19 - 6/30/20. 2020 Forbes Best-In-State Wealth Advisors: Awarded January 2020; Data compiled by SHOOK Research LLC based on the time period from 6/30/18 - 6/30/19. 019 Forbes Best-In-State Wealth Advisors: Awarded February 2019; Data compiled by SHOOK Research LLC based on the time period from 6/30/17 - 6/30/18.

The Forbes Best-in-State Wealth Advisors rating algorithm is based on the previous year’s industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.

As a Financial Advisor, I am dedicated to helping you achieve your financial goals. Whether planning for yourself, your family, or your business, I will develop creative investment strategies that are aligned with your needs, goals and risk tolerances. My mission is to provide you with targeted, comprehensive financial advice and investment management.

Before we start, I want to learn your story. From your families, to your jobs, to your dreams, all the pieces matter when developing your plan for the future. We can only win together, which is why I strive to help each of my clients plan for a financial future in a way that best meets their goals. I want to be the very best at helping you determine how much you need to save to comfortably retire.

After receiving my MBA from the Lubin School of Business at Pace University, I had the unparalleled opportunity to join the team Marino Wealth Management. James is building a financial family – and we hope you join it! Family is, after all, the most important thing, which is one of the reasons why I love living in Lloyd Harbor and  spending time with my wife Christine and our three wonderful children, Luke, Lucy and Audrey.

When I have some time, you’ll catch me outdoors – on the golf course or fishing!

Where do you find your joy? For over 35 years, I have been finding mine providing exemplary service and professionalism to clients, financial advisors, and co-workers. For this, it has been my honor to be recognized as Platinum Council (previously Premier Client Associate) in 2010, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018 by Wells Fargo Advisors. I credit this prestige to my passion for true client engagement.

No one wants to wait around – especially in New York – which is why I focus on following through on any requests thoroughly and as quickly as possible. My greatest feeling is when I’ve earned the client’s trust and confidence that I will always assist to the best of my ability.

Outside of the office, I enjoy exploring new places to photograph as well as capturing the gorgeous Long Island landscape. As well, my husband and I love hiking and trekking on our bikes. When you see me, stop by my desk and ask to see some pictures of my rescue dogs – Tugboat and Bay!

 

*The Wells Fargo Advisors Premier Client Associate distinction is held by a select group of Registered Client Associates within Wells Fargo Advisors nominated by their management for their consistent display of professionalism, integrity and core leadership values.